Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) under FINRA Rule 3110 (Supervision)

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Date Received
Date Letter Type Commenter Name
Public Comment Seth A. Miller, General Counsel, Executive Vice President, Chief Risk Officer, Cambridge Investment Research, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2020-040
Release Number
34-90454
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