Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) under FINRA Rule 3110 (Supervision)
[Release No. 34-90454; File No. SR-FINRA-2020-040]
Submitted Comments |
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| Dec. 15, 2020 | Seth A. Miller, General Counsel, Executive Vice President, Chief Risk Officer, Cambridge Investment Research, Inc. |