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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust FINRA Fees To Provide Sustainable Funding for FINRA's Regulatory Mission

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2020-032

View Received Comments

Last Reviewed or Updated: Oct. 14, 2020

Resources

Notice Rule: SEC Issued Version (pdf 366.07 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

Nov. 10, 2020

File Number

SR-FINRA-2020-032

Rule Type

Notice

Release Number

34-90176

SEC Issue Date

Oct. 14, 2020

Federal Register Publish Date

Oct. 20, 2020

Document Citation

85 FR 66592

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust FINRA Fees To Provide Sustainable Funding for FINRA's Regulatory Mission

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust FINRA Fees To Provide Sustainable Funding for FINRA's Regulatory Mission

Public Comments

Resources

Details