Order Rule

Order Approving a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees To Requests for Expungement of Customer Dispute Information

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Infor
Release Number
34-88251
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 11165

Resources

Notice Rule: SEC Issued Version (pdf 267.41 KB)
Notice Rule: Federal Register Version
View Received Comments

Last Reviewed or Updated: May 26, 2020