Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes to Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
[Release No. 34-88251; File No. SR-FINRA-2020-005]
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| May 18, 2020 | Mignon McLemore, Assistant General Counsel, FINRA |
| Mar. 26, 2020 | Richard P. Ryder, Esquire, President, SAC, Inc. |
| Mar. 18, 2020 | Christine Lazaro, Director of the Securities Arbitration Clinic, St. John's University School of Law |
| Mar. 18, 2020 | Dochtor D. Kennedy, President & Founder, AdvisorLaw, LLC |
| Mar. 18, 2020 | Christopher Gerold, President & Chief, New Jersey Bureau of Securities, North American Securities Administrators Association (NASAA), |
| Mar. 18, 2020 | Sam Edwards, President, Public Investors Arbitration Bar Association (PIABA) |
| Mar. 18, 2020 | Robin M. Traxler, Esq., Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute (FSI) |
| Feb. 21, 2020 | Steven B. Caruso, Maddox Hargett Caruso, P.C. |
