Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes to Apply Minimum Fees to Requests for Expungement of Customer Dispute Information

[Release No. 34-88251; File No. SR-FINRA-2020-005]

Submitted Comments

Mar. 26, 2020 Richard P. Ryder, Esquire, President, SAC, Inc.
Mar. 18, 2020 Christine Lazaro, Director of the Securities Arbitration Clinic, St. John's University School of Law
Mar. 18, 2020 Dochtor D. Kennedy, President & Founder, AdvisorLaw, LLC
Mar. 18, 2020 Christopher Gerold, President & Chief, New Jersey Bureau of Securities, North American Securities Administrators Association (NASAA),
Mar. 18, 2020 Sam Edwards, President, Public Investors Arbitration Bar Association (PIABA)
Mar. 18, 2020 Robin M. Traxler, Esq., Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute (FSI)
Feb. 21, 2020 Steven B. Caruso, Maddox Hargett Caruso, P.C.