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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2017-036

Last Reviewed or Updated: Jan. 4, 2018

Resources

Notice Rule: SEC Issued Version (pdf 176.01 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 31, 2018

File Number

SR-FINRA-2017-036

Rule Type

Notice

Release Number

34-82441

SEC Issue Date

Jan. 4, 2018

Federal Register Publish Date

Jan. 10, 2018

Document Citation

83 FR 1279

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules

Public Comments

Resources

Details