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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7730 To Establish a Fee for the Academic Corporate Bond TRACE Data Product

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 28, 2016

Resources

Notice Rule: SEC Issued Version (pdf 46.57 KB)

Notice Rule: Federal Register Version

Exhibit 2a

Exhibit 2b

Exhibit 2c

Exhibit 5

Details

Public Comments Due

Nov. 25, 2016

File Number

SR-FINRA-2016-040

Rule Type

Notice

Release Number

34-79190

SEC Issue Date

Oct. 28, 2016

Federal Register Publish Date

Nov. 3, 2016

Document Citation

81 FR 76683

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7730 To Establish a Fee for the Academic Corporate Bond TRACE Data Product

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7730 To Establish a Fee for the Academic Corporate Bond TRACE Data Product

Resources

Details