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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Oct. 5, 2016

Resources

Notice Rule: SEC Issued Version (pdf 215.82 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

Nov. 2, 2016

File Number

SR-FINRA-2016-037

Rule Type

Notice

Release Number

34-79050

SEC Issue Date

Oct. 5, 2016

Federal Register Publish Date

Oct. 12, 2016

Document Citation

81 FR 70462

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility

Public Comments

Resources

Details