Notice Rule

Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program
Release Number
34-76484
SEC Issue Date
Federal Register Publish Date
Document Citation

80 FR 73858

Resources

Notice Rule: SEC Issued Version (pdf 89.14 KB)
Notice Rule: Federal Register Version
Exhibit 5
Rel. No. 34-76854
Rel. No. 34-77164
View Received Comments

Title
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Plan To Implement a Tick Size Pilot Progra
Release Number
34-76854
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 1670

Resources

Notice Rule: SEC Issued Version (pdf 79.23 KB)
Notice Rule: Federal Register Version
Rel. No. 34-76484
Rel. No. 34-77164

Last Reviewed or Updated: May 2, 2023