Notice Rule

Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Amendment Nos. 1, 2, and 3

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Partial Amendment No. 1
Release Number
34-76908
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 3532

Title
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Amendment Nos. 1, 2, and 3
Release Number
34-78081
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 40364

Last Reviewed or Updated: June 15, 2016