Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 6 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-045

View Received Comments

Last Reviewed or Updated: Oct. 23, 2013

Resources

Notice Rule: SEC Issued Version (pdf 48.26 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 19, 2013

File Number

SR-FINRA-2013-045

Rule Type

Notice

Release Number

34-70744

SEC Issue Date

Oct. 23, 2013

Federal Register Publish Date

Oct. 29, 2013

Document Citation

78 FR 64566

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 6 Examination Program

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 6 Examination Program

Public Comments

Resources

Details