SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Series 6 Examination Program

(Release No. 34-70744; File No. SR-FINRA-2013-045)


Nov. 19, 2013 Justin Renwei Chung, Investor Advocacy Clinic, Michigan State University College of Law
Nov. 14, 2013 Jason Doss, President, Public Investors Arbitration Bar Association, Atlanta, Georgia

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-045/finra2013045.shtml

Modified: 11/22/2013