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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Jan. 13, 2012

Resources

Notice Rule: SEC Issued Version (pdf 50.73 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 10, 2012

File Number

SR-FINRA-2012-004

Rule Type

Notice

Release Number

34-66156

SEC Issue Date

Jan. 13, 2012

Federal Register Publish Date

Jan. 20, 2012

Document Citation

77 FR 3027

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Public Comments

Resources

Details