Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to extend to January 17, 2013 the implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffery M. Brunello

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2012-004
Release Number
34-66156
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