Notice Rule

Notice of Filing of Proposed Rule Change To Update Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and Amend Rule 6440 (Trading and Quotation Halt in OTC Equity Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
National Securities Exchanges, BATS Exchange (BATS)
National Securities Exchanges, BATS Y-Exchange (BYX)
National Securities Exchanges, Nasdaq BX, Inc. (BX)
National Securities Exchanges, Cboe Exchange, Inc. (CBOE)
National Securities Exchanges, Cboe C2 Exchange, Inc. (C2)
National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)
National Securities Exchanges, EDGA Exchange (EDGA)
National Securities Exchanges, EDGX Exchange (EDGX)
National Securities Exchanges, Nasdaq ISE, LLC (ISE)
National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)
National Securities Exchanges, National Stock Exchange (NSX)
National Securities Exchanges, New York Stock Exchange LLC (NYSE)
National Securities Exchanges, NYSE Amex (NYSEAmex)
National Securities Exchanges, NYSE Arca (NYSEARCA)
National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

Public Comments

View Received Comments

Title
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Release Number
34-66680
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 20451

Resources

Notice Rule: SEC Issued Version (pdf 31.36 KB)
Notice Rule: Federal Register Version
Rel. No. 34-67090
Rel. No. 34-66065
Rel. No. 34-65770
Rel. No. 34-65433
Rel. No. 34-65425
Rel. No. 34-65426
Rel. No. 34-65427
Rel. No. 34-65428
Rel. No. 34-65429
Rel. No. 34-65430
Rel. No. 34-65431
Rel. No. 34-65432
Rel. No. 34-65434
Rel. No. 34-65435
Rel. No. 34-65436
Rel. No. 34-65437
Rel. No. 34-65438
Rel. No. 34-65439
Rel. No. 34-65440

Title
Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Release Number
34-66065
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 316

Resources

Order Rule: SEC Issued Version (pdf 70.22 KB)
Order Rule: Federal Register Version
Rel. No. 34-67090
Rel. No 34-66680
Rel. No. 34-65770
Rel. No. 34-65433
Rel. No. 34-65438
Rel. No. 34-65426
Rel. No. 34-65427
Rel. No. 34-65428
Rel. No. 34-65429
Rel. No. 34-65430
Rel. No. 34-65431
Rel. No. 34-65432
Rel. No. 34-65434
Rel. No. 34-65435
Rel. No. 34-65436
Rel. No. 34-65437
Rel. No. 34-65439
Rel. No. 34-65440
View Received Comments

Title
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Release Number
34-65770
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 72492

Resources

Notice Rule: SEC Issued Version (pdf 29.58 KB)
Notice Rule: Federal Register Version
Rel. No. 34-67090
Rel. No 34-66680
Rel. No. 34-66065
Rel. No. 34-65433
Rel. No. 34-65425
Rel. No. 34-65440
Rel. No. 34-65438
Rel. No. 34-65430
Rel. No. 34-65435
Rel. No. 34-65427
Rel. No. 34-65439
Rel. No. 34-65434
Rel. No. 34-65426
Rel. No. 34-65432
Rel. No. 34-65436
Rel. No. 34-65431
Rel. No. 34-65429
Rel. No. 34-65428
Rel. No. 34-65437
View Received Comments

Last Reviewed or Updated: July 14, 2023