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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Sept. 20, 2011

Resources

Notice Rule: SEC Issued Version (pdf 52.42 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 18, 2011

File Number

SR-FINRA-2011-045

Rule Type

Notice

Release Number

34-65358

SEC Issue Date

Sept. 20, 2011

Federal Register Publish Date

Oct. 18, 2011

Document Citation

76 FR 64419

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program

Public Comments

Resources

Details