Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Series 7 Examination Program

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Date Received
Date Letter Type Commenter Name
Public Comment James T. McHale, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-045
Release Number
34-65358
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