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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancellation or Rescheduling Fees for Qualification Examinations and Continuing Education Sessions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: July 26, 2011

Resources

Notice Rule: SEC Issued Version (pdf 50.36 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 22, 2011

File Number

SR-FINRA-2011-026

Rule Type

Notice

Release Number

34-64961

SEC Issue Date

July 26, 2011

Federal Register Publish Date

Aug. 1, 2011

Document Citation

76 FR 45883

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancellation or Rescheduling Fees for Qualification Examinations and Continuing Education Sessions

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancellation or Rescheduling Fees for Qualification Examinations and Continuing Education Sessions

Public Comments

Resources

Details