Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancellation or Rescheduling Fees for Qualification Examinations and Continuing Education Sessions

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Date Received
Date Letter Type Commenter Name
Public Comment Michael Lesutis, Assistant General Counsel, PFS Investments Inc., Duluth, Georgia

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-026
Release Number
34-64961
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