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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: April 8, 2011

Resources

Notice Rule: SEC Issued Version (pdf 41.79 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 4, 2011

File Number

SR-FINRA-2011-016

Rule Type

Notice

Release Number

34-64260

SEC Issue Date

April 8, 2011

Federal Register Publish Date

April 13, 2011

Document Citation

76 FR 20759

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)

Public Comments

Resources

Details