Notice Rule

Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consoli
Release Number
34-63895
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 9386

Resources

Notice Rule: SEC Issued Version (pdf 96.61 KB)
Notice Rule: Federal Register Version
Rel. No. 34-61168
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Last Reviewed or Updated: Feb. 11, 2011