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Notice Rule

Notice of Filing of Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 Into the Consolidated Rulebook as FINRA Rule 2211

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2009-070

View Received Comments

Last Reviewed or Updated: Dec. 3, 2009

Resources

Notice Rule: SEC Issued Version (pdf 138.05 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 30, 2009

File Number

SR-FINRA-2009-070

Rule Type

Notice

Release Number

34-61107

SEC Issue Date

Dec. 3, 2009

Federal Register Publish Date

Dec. 9, 2009

Document Citation

74 FR 65180

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 Into the Consolidated Rulebook as FINRA Rule 2211

Public Comments

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 Into the Consolidated Rulebook as FINRA Rule 2211

Public Comments

Resources

Details