Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt NASD Interpretive Material 2210-2 into the Consolidated Rulebook as FINRA Rule 2211

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Date Received
Date Letter Type Commenter Name
Public Comment Kosha Dalal, Associate Vice President and Associate General Counsel, Washington, District of Columbia
Public Comment James A. Woodman, Hamilton, New Jersey
Public Comment Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-070
Release Number
34-61107
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