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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Submit a Comment on SR-DTC-2015-012

View Received Comments

Last Reviewed or Updated: Dec. 30, 2015

Resources

Notice Rule: SEC Issued Version (pdf 190.22 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 27, 2015

File Number

SR-DTC-2015-012

Rule Type

Notice

Release Number

34-76802

SEC Issue Date

Dec. 30, 2015

Federal Register Publish Date

Jan. 6, 2016

Document Citation

81 FR 535

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action

Public Comments

Resources

Details