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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

View Received Comments

Last Reviewed or Updated: March 1, 2010

Resources

Notice Rule: SEC Issued Version (pdf 50.88 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 29, 2010

File Number

SR-DTC-2010-04

Rule Type

Notice

Release Number

34-61620

SEC Issue Date

March 1, 2010

Federal Register Publish Date

March 8, 2010

Document Citation

75 FR 10539

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

Public Comments

Resources

Details