SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


Rulemaking Index 
Proposed Rules 
Final Rules 
Interim Final Rules 
Concept Releases 
Interpretive Releases 
Policy Statements 
SRO Rulemaking 
PCAOB Rulemaking 
Exemptive Applications 
Exemptive Orders 
IA Releases 
IC Releases 
IC Deregistrations 
Other Releases 
Rulemaking Petitions 
Exchange Delistings 

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions

Comments on DTC Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

(Release No. 34-34-61620; File No. SR-DTC-2010-04)
Mar. 29, 2010 Timothy J. Carlin, Managing Counsel, Wells Fargo Co., Minneapolis, Minnesota

 

 

 

 

 

 

http://www.sec.gov/comments/sr-dtc-2010-04/dtc201004.shtml
Contact | Employment | Links | FOIA | Forms | Privacy Policy
Modified: 03/30/2010