Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Public Comments

View Received Comments

Title
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Release Number
34-82251
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 59151

Resources

Notice Rule: SEC Issued Version (pdf 645.03 KB)
Notice Rule: Federal Register Version
Appendix
Exhibit 4
Exhibit 5
Rel. No. 34-82252
Rel. No. 34-82049
Rel. No. 34-81067
Rel. No. 34-80691
View Received Comments

Title
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail
Release Number
34-81067
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 31656

Resources

Order Rule: SEC Issued Version (pdf 322.58 KB)
Order Rule: Federal Register Version
Rel. No. 34-82049
Rel. No. 34-80821
Rel. No. 34-80721
Rel. No. 34-80786
Rel. No. 34-80785
Rel. No. 34-82253
Rel. No. 34-80715
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Rel. No. 34-82255
Rel. No. 34-80726
Rel. No. 34-80696
Rel. No. 34-80697
Rel. No. 34-80713
Rel. No. 34-80693
Rel. No. 34-80698
Rel. No. 34-80694
Rel. No. 34-80725
Rel. No. 34-82252
Rel. No. 34-80809
Rel. No. 34-80822
Rel. No. 34-80784
Rel. No. 34-80675
Rel. No. 34-82254
Rel.No. 34-82251
Rel. No. 34-82270
Rel. No. 34-82272
Rel. No. 34-80710
Rel. No. 34-80676
Rel. No. 34-82287
Rel. No. 34-82286
Rel. No. 34-82260
Rel. No. 34-82264
Rel. No. 34-82262
34-82771.pdf
Rel. No. 34-82273
Rel. No. 34-82256
Rel. No. 34-82261
Rel. No. 34-82265
Rel. No. 34-82263
Rel. No. 34-80691
Rel. No. 34-82257
View Received Comments

Title
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail
Release Number
34-82049
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 53549

Resources

Notice Rule: SEC Issued Version (pdf 208.89 KB)
Notice Rule: Federal Register Version
Rel. No. 34-80821
Rel. No. 34-81067
Rel. No. 34-80822
Rel. No. 34-80784
Rel. No. 34-82267
Rel. No. 34-80786
Rel. No. 34-80785
Rel. No. 34-82253
Rel. No. 34-80715
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Rel. No. 34-82255
Rel. No. 34-80726
Rel. No. 34-80696
Rel. No. 34-80697
Rel. No. 34-80713
Rel. No. 34-80693
Rel. No. 34-80698
Rel. No. 34-80694
Rel. No. 34-80725
Rel. No. 34-82252
Rel. No. 34-82266
Rel. No. 34-80675
Rel. No. 34-82254
Rel.No. 34-82251
Rel. No. 34-80809
Rel. No. 34-80721
Rel. No. 34-82270
Rel. No. 34-82272
Rel. No. 34-80710
Rel. No. 34-80676
Rel. No. 34-82287
Rel. No. 34-82286
Rel. No. 34-82260
Rel. No. 34-82264
Rel. No. 34-82262
Rel. No. 34-82271
Rel. No. 34-82273
Rel. No. 34-82256
Rel. No. 34-82261
Rel. No. 34-82265
Rel. No. 34-82263
Rel. No. 34-80691
Rel. No. 34-82257

Title
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit T
Release Number
34-80691
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 23344

Resources

Notice Rule: SEC Issued Version (pdf 582.62 KB)
Notice Rule: Federal Register Version
Exhibit 3
Exhibit 5
Rel. No. 34-82252
Rel.No. 34-82251
Rel. No. 34-81067
Rel. No. 34-82049
View Received Comments

Last Reviewed or Updated: May 16, 2017