Notice Rule

Order Granting Approval to Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"

National Securities Exchanges, BATS Y-Exchange (BYX)

Title
Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify as "Retail Orders"
Release Number
34-68975
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 13915

Resources

Notice Rule: SEC Issued Version (pdf 46.25 KB)
Notice Rule: Federal Register Version
Exhibit 5
Rel. No. 34-69643
Rel. No. 34-69369
View Received Comments

Title
Order Granting Approval to Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Or
Release Number
34-69643
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 33136

Resources

Order Rule: SEC Issued Version (pdf 34.12 KB)
Order Rule: Federal Register Version
Exhibit 5
Rel. No. 34-69369
Rel. No. 34-68975

Last Reviewed or Updated: Aug. 31, 2023