Comments on BATS Y-Exchange, Inc. Rulemaking

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"

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Date Received
Date Letter Type Commenter Name
Public Comment Eric Swanson, Senior Vice-President and General Counsel, BATS Y-Exchange, Inc.
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-BYX-2013-008
Release Number
34-68975
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