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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

National Securities Exchanges, BOX Exchange LLC (BOX)

Public Comments

Submit a Comment on SR-BOX-2025-15

Last Reviewed or Updated: May 29, 2025

Resources

Notice Rule: SEC Issued Version (pdf 225.32 KB)

Exhibit 5

Details

Public Comments Due

21 days after publication in the Federal Register.

File Number

SR-BOX-2025-15

Rule Type

Notice

Release Number

34-103147

SEC Issue Date

May 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

Public Comments

Resources

Details