Order Rule

Solicitation of Comments and Order Granting Summary Effectiveness To Request To Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. and To Extend Certain Exemptive Relief

Joint Industry Plans, National Market System Plans (NMS)

Title
Order Extending for One Year the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities
Release Number
34-51292
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 11719

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 14 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-51304
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 12507

Title
Solicitation of Comments and Order Granting Summary Effectiveness To Request To Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by The Pacif
Release Number
34-52886
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 74059

Title
Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-List
Release Number
34-53131
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 3896

Title
Order Granting Approval of Category 1 Changes From Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National A
Release Number
34-53250
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 8007

Title
Notice of Filing and Effectiveness of Amendment No. 17 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Trad
Release Number
34-54426
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 54852

Title
Notice of Filing and Effectiveness of Amendment No. 18 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Trad
Release Number
34-54936
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 76381

Title
Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by
Release Number
34-54988
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 78240

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 19 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-55192
SEC Issue Date
Federal Register Publish Date
Document Citation

72 FR 5456

Title
Order Granting Permanent Approval of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicag
Release Number
34-55647
SEC Issue Date
Federal Register Publish Date
Document Citation

72 FR 20891

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-58863
SEC Issue Date
Federal Register Publish Date
Document Citation

73 FR 65417

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 22 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-62965
SEC Issue Date
Federal Register Publish Date
Document Citation

75 FR 59755

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 23 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-63754
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 5231

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 24 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-63755
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 5227

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-69215
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 19029

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 29 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-69587
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 29793

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-70953
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 72932

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 33 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-73279
SEC Issue Date
Federal Register Publish Date
Document Citation

79 FR 60522

Title
Notice of Filing and Immediate Effectiveness of Amendment No. 37 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Secur
Release Number
34-78700
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 60395

Title
Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Li
Release Number
34-81198
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 35571

Title
Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Lis
Release Number
34-82440
SEC Issue Date
Federal Register Publish Date
Document Citation

83 FR 1084

Title
Order of Summary Abrogation of the Forty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities T
Release Number
34-83149
SEC Issue Date
Federal Register Publish Date
Document Citation

83 FR 20129

Title
Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Lis
Release Number
34-83493
SEC Issue Date
Federal Register Publish Date
Document Citation

83 FR 30205

Title
Notice of Filing and Immediate Effectiveness of the Forty-Sixth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for
Release Number
34-87594
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 65446

Title
Order Approving Forty-Fifth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges
Release Number
34-88385
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 15843

Title
Order Approving the Forty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchan
Release Number
34-88824
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 28119

Title
Order Approving the Forty-Seventh Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Excha
Release Number
34-88826
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 28069

Title
Notice of Filing and Immediate Effectiveness of the Forty-Eighth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Li
Release Number
34-89417
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 46771

Title
Notice of Filing and Immediate Effectiveness of the Forty-Ninth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Lis
Release Number
34-90072
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 63613

Title
Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on
Release Number
34-91190A
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 13411

Title
Order Approving the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges
Release Number
34-92071
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 29846

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transacti
Release Number
34-94307
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 11787

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transactio
Release Number
34-94308
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 11755

Title
Order Disapproving the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exc
Release Number
34-95849
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 58592

Title
Order Disapproving the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exch
Release Number
34-95848
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 58544

Title
Notice of Designation of a Longer Period for Commission Action on the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Informa
Release Number
34-95348
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 45137

Title
Notice of Designation of a Longer Period for Commission Action on the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Informat
Release Number
34-95347
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 45142

Title
Notice of Designation of a Longer Period for Commission Action on the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Informat
Release Number
34-94954
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 31922

Title
Notice of Designation of a Longer Period for Commission Action on the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Informa
Release Number
34-94953
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 31921

Last Reviewed or Updated: June 27, 2023