The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93867 | Dec 23, 2021 | SR-OCC-2021-013 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: January 19, 2022 See Also - Exhibit 5, Exhibit 5 Submit a Comment on SR-OCC-2021-013
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| 34-93612 | Nov 18, 2021 | SR-OCC-2021-012 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees Comments Due: December 15, 2021 View Received Comments See Also - Exhibit 5, Exhibit 5 |
| 34-93436 | Oct 27, 2021 | SR-OCC-2021-010 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel Comments Due: November 23, 2021 See Also - Exhibit 5a, Exhibit 5b, Exhibit 5a, Exhibit 5b |
| 34-93371 | Oct 18, 2021 | SR-OCC-2021-011 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Interest Rates Used for Options Pricing in the STANS Methodology Description Comments Due: November 12, 2021 |
| 34-93195 | Sep 29, 2021 | SR-OCC-2021-009 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: October 26, 2021 |
| 34-93102 | Sep 22, 2021 | SR-OCC-2021-007 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 |
| 34-92690 | Aug 17, 2021 | SR-OCC-2021-008 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the By-Laws and Rules of the Options Clearing Corporation Comments Due: September 13, 2021 See Also - Exhibit 3, Exhibit 5, Exhibit 3, Exhibit 5 |
| 34-92584 | Aug 5, 2021 | SR-OCC-2021-007 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 |
| 34-92038 | May 27, 2021 | SR-OCC-2021-003 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Establish OCC's Persistent Minimum Skin-In-The-Game Comments Due: March 23, 2021 View Received Comments |
| 34-91935 | May 19, 2021 | SR-OCC-2021-004 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements Comments Due: April 27, 2021 |