National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50780 | Dec 1, 2004 | SR-NSCC-2004-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule for Fixed Income Products |
| 34-50652 | Nov 10, 2004 | SR-NSCC-2004-04 | National Securities Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions |
| 34-50596 | Oct 27, 2004 | SR-NSCC-2004-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the National Securities Clearing Corporation's Fee Schedule To Eliminate Reference to the PC Data Entry Fee and To Incorporate Fees for its Mutual Fund Profile and Fund/SPEED Service |
| 34-50398 | Sep 16, 2004 | SR-NSCC-2004-05 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of the National Securities Clearing Corporation View Received Comments |
| 34-50395 | Sep 16, 2004 | SR-NSCC-2003-09 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend the Procedure for Determining Intraday Mark-to-the-Market Payments |
| 34-50095 | Jul 27, 2004 | SR-NSCC-2004-03 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mutual Fund Profile and Fund/SPEED Service Fees |
| 34-50085 | Jul 26, 2004 | SR-NSCC-2003-05 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices View Received Comments See Also - Rel. No. 34-49094 |
| 34-50026 | Jul 15, 2004 | SR-NSCC-2004-01 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Modify the National Securities Clearing Corporation's Continuous Net Settlement System See Also - Rel. No. 34-49717 |
| 34-49717 | May 17, 2004 | SR-NSCC-2004-01 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify the National Securities Clearing Corporation's Continuous Net Settlement System See Also - Rel. No. 34-50026 |
| 34-49685 | May 11, 2004 | SR-NSCC-2004-02 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptance of Non-Standard Settlement Input for Trade Recording Purposes |