National Securities Clearing Corporation Rulemaking

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Release Number SEC Issue Date File Number SRO Organization Details
34-82544 Jan 19, 2018 SR-NSCC-2017-019 National Securities Clearing Corporation Order Approving Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions
34-82494 Jan 12, 2018 SR-NSCC-2017-020 National Securities Clearing Corporation Notice of Filing of a Proposed Rule Change To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge
See Also - Exhibit 5
34-82430 Jan 2, 2018 SR-NSCC-2017-017 National Securities Clearing Corporation Notice of Filing of a Proposed Rule Change To Adopt a Recovery & Wind-down Plan and Related Rules
View Received Comments
See Also - Exhibit 5a, Exhibit 5b
34-82428 Jan 2, 2018 SR-NSCC-2017-018 National Securities Clearing Corporation Notice of Filing of a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes
View Received Comments
See Also - Exhibit 5
34-82377 Dec 21, 2017 SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Notice of Filing of Amendment No. 4, Notice of Filing Amendment No. 5, Notice of Filing Amendment No. 6, and Order Granting Accelerated Approval of Proposed Rule Changes, as modified by Amendment Nos. 1, 3 and 6, to Adopt the Clearing Agency Liquidity Risk Management Framework
See Also - Rel. No. 34-82377, Rel. No. 34-81885, Rel. No. 34-81194, Rel. No. 34-80877, Rel. No. 34-80489
34-82368 Dec 19, 2017 SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Notice of Filing of Amendments No. 2 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Adopt the Clearing Agency Stress Testing Framework (Market Risk)
See Also - Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80876, Rel. No. 34-80485
34-82193 Dec 1, 2017 SR-NSCC-2017-019 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions
See Also - Exhibit 5
34-82006 Nov 2, 2017 SR-NSCC-2017-016, SR-FICC-2017-020, SR-DTC-2017-016 National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Order Approving Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework
See Also - Rel. No. 34-81667
34-81885 Oct 16, 2017 SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1 and No. 3, To Adopt the Clearing Agency Liquidity Risk Management Framework
See Also - Rel. No. 34-82377, Rel. No. 34-81194, Rel. No. 34-80877, Rel. No. 34-80489
34-81883 Oct 16, 2017 SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Stress Testing Framework (Market Risk)
See Also - Rel No. 34-82368, Rel. No.34-81192, Rel. No. 34-80876, Rel. No. 34-80485
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