National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102711 | Mar 21, 2025 | SR-NSCC-2025-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption Comments Due: April 17, 2025 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2025-003
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| 34-102654 | Mar 13, 2025 | SR-NSCC-2025-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 9, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
| 34-102280 | Jan 24, 2025 | SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 | Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy |
| 34-102219 | Jan 16, 2025 | SR-NSCC-2025-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC and DTC Comments Due: February 13, 2025 See Also - Exhibit 3, Exhibit 5, Rule 19b-4 Information |
| 34-102077 | Jan 2, 2025 | SR-NSCC-2024-013 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NSCC Rules & Procedures with Respect to the Receipt of CNS Securities Comments Due: January 29, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
| 34-101956 | Dec 18, 2024 | SR-NSCC-2024-012 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: January 16, 2025 See Also - Exhibit 5 |
| 34-101949 | Dec 17, 2024 | SR-NSCC-2024-011 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Addendum A (Fee Structure) Comments Due: January 13, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-101885 | Dec 11, 2024 | SR-NSCC-2024-010 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: January 7, 2025 See Also - Exhibit 5 |
| 34-101764 | Nov 26, 2024 | SR-DTC-2024-009, SR-FICC-2024-010, SR-NSCC-2024-006 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest |
| 34-101685 | Nov 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Risk Management Framework View Received Comments |