National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102984 | May 2, 2025 | SR-NSCC-2025-009 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement Comments Due: May 29, 2025 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2025-009
|
| 34-102981 | May 2, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption View Received Comments |
| 34-102940 | Apr 28, 2025 | SR-NSCC-2025-006 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs Comments Due: May 23, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102919 | Apr 23, 2025 | SR-NSCC-2025-007 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 Comments Due: May 20, 2025 See Also - Exhibit 5 |
| 34-102893 | Apr 21, 2025 | SR-NSCC-2025-005 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Collection of Intraday Margin Comments Due: July 2, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102757 | Apr 1, 2025 | SR-NSCC-2025-004 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: April 28, 2025 See Also - Exhibit 5 |
| 34-102711 | Mar 21, 2025 | SR-NSCC-2025-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption Comments Due: July 18, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102654 | Mar 13, 2025 | SR-NSCC-2025-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 9, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
| 34-102280 | Jan 24, 2025 | SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 | Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy |
| 34-102219 | Jan 16, 2025 | SR-NSCC-2025-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC and DTC Comments Due: February 13, 2025 See Also - Exhibit 3, Exhibit 5, Rule 19b-4 Information |