National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63722 | Jan 14, 2011 | SR-NSCC-2010-16 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Amend Procedure II of the NSCC Rules & Procedures To Modify the Money Tolerance Comparison Provisions for Fixed Income Securities See Also - Rel. No. 34-63404 |
| 34-63668 | Jan 6, 2011 | SR-NSCC-2010-09 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility See Also - Rel. No. 34-62882 |
| 34-63634 | Jan 3, 2011 | SR-NSCC-2010-19 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule |
| 34-63604 | Dec 23, 2010 | SR-NSCC-2010-18 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to the Insurance and Retirement Processing Services To Incorporate a New Analytics Reporting Service |
| 34-63588 | Dec 21, 2010 | SR-NSCC-2010-11 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change to Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse See Also - Rel. No. 34-63126 |
| 34-63417 | Dec 2, 2010 | SR-NSCC-2010-17 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Cost Basis Reporting Service |
| 34-63404 | Dec 1, 2010 | SR-NSCC-2010-16 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend Procedure II of the NSCC Rules & Procedures To Modify the Money Tolerance Comparison Provisions for Fixed Income Securities See Also - Rel. No. 34-63722 |
| 34-63368 | Nov 23, 2010 | SR-NSCC-2010-15 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products See Also - Rel. No. 34-64196 |
| 34-63194 | Oct 27, 2010 | SR-NSCC-2010-12 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures Related to the Automated Customer Account Transfer Service |
| 34-63126 | Oct 18, 2010 | SR-NSCC-2010-11 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse See Also - Rel. No. 34-63588 |