National Securities Clearing Corporation Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71605 | Feb 24, 2014 | SR-NSCC-2014-01 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Fee Schedule See Also - Exhibit 5 |
| 34-71455 | Jan 31, 2014 | SR-NSCC-2013-13 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Discontinue Its Stock Borrow Program See Also - Rel. No. 34-71156 |
| 34-71251 | Jan 7, 2014 | SR-NSCC-2013-11 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse ("OW") Which Would Pair Off and Close Certain Open Obligations, Reducing the Number of Open Obligations in OW See Also - Rel. No. 34-70937 |
| 34-71156 | Dec 20, 2013 | SR-NSCC-2013-13 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Discontinue its Stock Borrow Program See Also - Exhibit 5, Rel. No. 34-71455 |
| 34-71155 | Dec 20, 2013 | SR-NSCC-2013-14 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule See Also - Exhibit 5 |
| 34-70999 | Dec 5, 2013 | SR-NSCC-2013-02 | National Securities Clearing Corporation | Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs View Received Comments See Also - Rel. No. 34-70688, Rel. No. 34-70501, Rel. No. 34-69951, Rel. No. 34-69620, Rel. No. 34-69313 |
| 34-70946 | Nov 26, 2013 | SR-NSCC-2013-12 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Provide Its Members With a Risk Management Tool That Would Enable Members To Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached View Received Comments See Also - Exhibit 5, 34-71637 |
| 34-70937 | Nov 25, 2013 | SR-NSCC-2013-11 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse ("OW") Which Would Pair Off and Close Certain Open Obligations, Reducing the Number of Open Obligations in OW See Also - Rel. No. 34-71251 |
| 34-70848 | Nov 12, 2013 | SR-NSCC-2013-10 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Decommission Its Trade Risk Pro Service See Also - Rel. No. 34-70544 |
| 34-70688 | Oct 15, 2013 | SR-NSCC-2013-02 | National Securities Clearing Corporation | Notice of Filing Amendment No. 3 to a Proposed Rule Change, as Previously Modified by Amendment Nos. 1 and 2, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs View Received Comments See Also - Exhibit 5, Rel. No. 34-70999, Rel. No. 34-70501, Rel. No. 34-69951, Rel. No. 34-69620, Rel. No. 34-69313 |