		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Regulatory Actions

Staff Interps

Litigation

ALJ

Divisions

Comments on NSCC Rulemaking

Notice of Filing of Proposed Rule Change to Provide Its Members with a Risk Management Tool that Would Enable Members to Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached


Jan. 15, 2014	Murray Pozmanter, Managing Director, The Depository Trust Clearing Corporation
Dec. 23, 2013	Manisha Kimmel, Executive Director, Financial Information Forum

http://www.sec.gov/comments/sr-nscc-2013-12/nscc201312.shtml