Comments on NSCC Rulemaking

Notice of Filing of Proposed Rule Change to Provide Its Members with a Risk Management Tool that Would Enable Members to Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached

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Date Received
Date Letter Type Commenter Name
Public Comment Murray Pozmanter, Managing Director, The Depository Trust Clearing Corporation
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
File Number
SR-NSCC-2013-12
Release Number
34-70946
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