Comments on NSCC Rulemaking

Notice of Filing of Proposed Rule Change to Provide Its Members with a Risk Management Tool that Would Enable Members to Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached

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Date Received
Date Letter Type Commenter Name
Public Comment Murray Pozmanter, Managing Director, The Depository Trust Clearing Corporation
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NSCC-2013-12
Release Number
34-70946
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