National Securities Clearing Corporation Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80876 | Jun 7, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel No. 34-82368, Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80485 |
| 34-80734 | May 19, 2017 | SR-NSCC-2017-002, SR-FICC-2017-006, SR-DTC-2017-002 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes To Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80382, Rel. No. 34-80381, Rel. No. 34-80383 |
| 34-80597 | May 4, 2017 | SR-NSCC-2017-001 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Describe the Illiquid Charge That May Be Imposed on Members See Also - Rel. No. 34-80260 |
| 34-80489 | Apr 19, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-81194, Rel. No. 34-80877, Rel. No. 34-80489 |
| 34-80485 | Apr 19, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel No. 34-82368, Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80876 |
| 34-80491 | Apr 19, 2017 | SR-NSCC-2017-004, SR-FICC-2017-007, SR-DTC-2017-003 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan See Also - Rel. No. 34-80878, Rel. No. 34-81105 |
| 34-80404 | Apr 7, 2017 | SR-NSCC-2017-003 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for a New Data Repository Feature Called "Insurance Profile" for Transmission of Fee Data and Implement Fees in Connection With This Feature See Also - Exhibit 5 |
| 34-80381 | Apr 5, 2017 | SR-NSCC-2017-002 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80734 |
| 34-80260 | Mar 16, 2017 | SR-NSCC-2017-001 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Describe the Illiquid Charge That May Be Imposed on Members See Also - Exhibit 5, Rel. No. 34-80597 |
| 34-79904 | Jan 31, 2017 | SR-NSCC-2016-008 | National Securities Clearing Corporation | Order Granting Approval of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes See Also - Rel. No. 34-79655 |