National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101277 | Oct 8, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: 21 days after date of publication in the Federal Register. View Received Comments Submit a Comment on 4-698
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| 34-101225 | Oct 1, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Partial Amendment No. 1 to an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-101125 | Sep 20, 2024 | 4-757 | National Market System Plans (NMS) | Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-101091 | Sep 18, 2024 | 4-820 | National Market System Plans (NMS) | Options Price Reporting Authority; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments |
| 34-101036 | Sep 16, 2024 | 4-631 | National Market System Plans (NMS) | Joint Industry Plan; Order Disapproving the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility Comments Due: June 10, 2025 View Received Comments |
| 34-100727 | Aug 14, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-100657 | Aug 5, 2024 | 4-546 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add MIAX Sapphire, LLC, as a Participant Comments Due: August 30, 2024 View Received Comments |
| 34-100631 | Jul 31, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Add MIAX Sapphire, LLC as a Participant Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-100622 | Jul 31, 2024 | 4-443 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add MIAX Sapphire, LLC as a Plan Sponsor Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| 34-100556 | Jul 18, 2024 | 4-631 | National Market System Plans (NMS) | Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility Comments Due: June 10, 2025 View Received Comments |