National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99776 | Mar 19, 2024 | SR-ISE-2024-14 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change to Amend ISE Options 4, Section 3 to List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin View Received Comments See Also - Exhibit 5 Submit a Comment on SR-ISE-2024-14
|
| 34-99747 | Mar 15, 2024 | SR-ISE-2024-09 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99681 | Mar 6, 2024 | SR-ISE-2024-03 | Nasdaq ISE, LLC (ISE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on iShares Bitcoin Trust Comments Due: October 17, 2024 View Received Comments |
| 34-99647 | Feb 29, 2024 | SR-ISE-2024-07 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |
| 34-99604 | Feb 26, 2024 | SR-ISE-2024-06 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program Comments Due: March 22, 2024 See Also - Exhibit 5 |
| 34-99424 | Jan 24, 2024 | SR-ISE-2024-04 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: February 20, 2024 See Also - Exhibit 5 |
| 34-99396 | Jan 19, 2024 | SR-ISE-2024-03 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on iShares Bitcoin Trust Comments Due: October 17, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99362 | Jan 17, 2024 | SR-ISE-2024-02 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Di Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99171 | Dec 14, 2023 | SR-ISE-2023-36 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange’s Pricing Schedule at Options 7 Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99142 | Dec 12, 2023 | SR-ISE-2023-35 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7 Comments Due: January 8, 2024 See Also - Exhibit 5 |