National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101516 | Nov 5, 2024 | SR-NYSE-2024-68 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Describe an Enhancement to How NYSE Would Make Certain Information it Receives From its Listed Companies Publicly Available Comments Due: December 3, 2024 Submit a Comment on SR-NYSE-2024-68
|
| 34-101517 | Nov 5, 2024 | SR-NYSE-2024-23 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights |
| 34-101477 | Oct 30, 2024 | SR-NYSE-2024-58 | New York Stock Exchange LLC (NYSE) | Order Approving a Proposed Rule Change to Amend NYSE Rule 7.13 |
| 34-101471 | Oct 29, 2024 | SR-NYSE-2024-67 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Rule 7.31(f)(1) See Also - Exhibit 5 |
| 34-101425 | Oct 24, 2024 | SR-NYSE-2024-66 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Regarding the Gross FOCUS Fee Comments Due: November 20, 2024 See Also - Exhibit 5 |
| 34-101408 | Oct 23, 2024 | SR-NYSE-2024-65 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: November 19, 2024 See Also - Exhibit-5 |
| 34-101402 | Oct 22, 2024 | SR-NYSE-2024-47 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Distribution Standard Therein Will Be Calculated on a Worldwide Basis View Received Comments |
| 34-101325 | Oct 15, 2024 | SR-NYSE-2024-64 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 3110 Comments Due: November 19, 2024 View Received Comments |
| 34-101306 | Oct 10, 2024 | SR-NYSE-2024-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Limit the Use of Reverse Stock Splits to Regain Compliance with the Price Criteria in Certain Circumstances Comments Due: February 12, 2025 View Received Comments See Also - Exhibit 5 |
| 34-101295 | Oct 9, 2024 | SR-NYSE-2024-44 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Standard if the Company Owes Any Unpaid Fees to the Exchange Comments Due: June 17, 2025 View Received Comments See Also - Exhibit 5 |