National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98994 | Nov 20, 2023 | SR-IEX-2023-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: December 18, 2023 See Also - Exhibit 5 Submit a Comment on SR-IEX-2023-12
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| 34-98988 | Nov 20, 2023 | SR-IEX-2023-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Post Only Order Parameter Instruction Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98645 | Sep 29, 2023 | SR-IEX-2023-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Its New Fixed Midpoint Peg Order Type Comments Due: October 25, 2023 |
| 34-98625 | Sep 28, 2023 | SR-IEX-2023-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 11.190(b)(7) and 11.190(g) Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98583 | Sep 28, 2023 | SR-IEX-2023-09 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Six Typographical Cross-Reference Errors in IEX Rule 11.190(b) Comments Due: October 25, 2023 |