National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-98650 Sep 29, 2023 SR-CboeBZX-2023-068 Cboe BZX Exchange, Inc. (CboeBZX) Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees
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34-98623 Sep 28, 2023 SR-CboeBZX-2023-042 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
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34-98613 Sep 28, 2023 SR-CboeBZX-2023-038 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
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34-98597 Sep 28, 2023 SR-CboeBZX-2023-071 Cboe BZX Exchange, Inc. (CboeBZX) Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee
Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023.
34-98639 Sep 28, 2023 SR-CboeBZX-2023-044 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
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34-98635 Sep 28, 2023 SR-CboeBZX-2023-073 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of Proposed Rule to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments Due: October 25, 2023
See Also - Exhibit 5
34-98614 Sep 28, 2023 SR-CboeBZX-2023-040 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
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34-98566 Sep 27, 2023 SR-CboeBZX-2023-069 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
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34-98565 Sep 27, 2023 SR-CboeBZX-2023-070 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
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34-98562 Sep 27, 2023 SR-CboeBZX-2023-072 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: October 24, 2023
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