National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-101300 Oct 10, 2024 SR-BX-2024-038 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2no
Comments Due: November 7, 2024
See Also - Exhibit 5
34-101265 Oct 7, 2024 SR-BX-2024-037 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services
Comments Due: December 18, 2024
View Received Comments
See Also - Exhibit 5
34-101195 Sep 26, 2024 SR-BX-2024-036 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Initiate Fees for the Distribution of BX Trade Outline
Comments Due: October 23, 2024
See Also - Exhibit 5
34-101073 Sep 18, 2024 SR-BX-2024-035 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services
Comments Due: October 15, 2024
View Received Comments
See Also - Exhibit 5
34-100986 Sep 10, 2024 SR-BX-2024-033 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
Comments Due: October 7, 2024
See Also - Exhibit 5
34-100941 Sep 5, 2024 SR-BX-2024-032 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: October 2, 2024
View Received Comments
See Also - Exhibit 5
34-100919 Sep 4, 2024 SR-NASDAQ-2024-001, SR-BX-2024-002, SR-GEMX-2024-02, SR-ISE-2024-02, SR-MRX-2024-01, SR-Phlx-2024-01 The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Nasdaq MRX, LLC (MRX), Nasdaq PHLX LLC (Phlx) Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: March 5, 2024
Rebuttal comments: March 19, 2024
View Received Comments
34-100878 Aug 29, 2024 SR-BX-2024-030 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: September 26, 2024
View Received Comments
See Also - Exhibit 5
34-100859 Aug 28, 2024 SR-BX-2024-031 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Sections 15 and 25
Comments Due: September 25, 2024
See Also - Exhibit 5
34-100823 Aug 27, 2024 SR-BX-2024-029 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Directed Order Functionality
Comments Due: September 24, 2024
See Also - Exhibit 5