National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-101300 | Oct 10, 2024 | SR-BX-2024-038 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2no Comments Due: November 7, 2024 See Also - Exhibit 5 Submit a Comment on SR-BX-2024-038
|
34-101265 | Oct 7, 2024 | SR-BX-2024-037 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: December 18, 2024 View Received Comments See Also - Exhibit 5 |
34-101195 | Sep 26, 2024 | SR-BX-2024-036 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Initiate Fees for the Distribution of BX Trade Outline Comments Due: October 23, 2024 See Also - Exhibit 5 |
34-101073 | Sep 18, 2024 | SR-BX-2024-035 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: October 15, 2024 View Received Comments See Also - Exhibit 5 |
34-100986 | Sep 10, 2024 | SR-BX-2024-033 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: October 7, 2024 See Also - Exhibit 5 |
34-100941 | Sep 5, 2024 | SR-BX-2024-032 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: October 2, 2024 View Received Comments See Also - Exhibit 5 |
34-100919 | Sep 4, 2024 | SR-NASDAQ-2024-001, SR-BX-2024-002, SR-GEMX-2024-02, SR-ISE-2024-02, SR-MRX-2024-01, SR-Phlx-2024-01 | The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Nasdaq MRX, LLC (MRX), Nasdaq PHLX LLC (Phlx) | Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments |
34-100878 | Aug 29, 2024 | SR-BX-2024-030 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: September 26, 2024 View Received Comments See Also - Exhibit 5 |
34-100859 | Aug 28, 2024 | SR-BX-2024-031 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Sections 15 and 25 Comments Due: September 25, 2024 See Also - Exhibit 5 |
34-100823 | Aug 27, 2024 | SR-BX-2024-029 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Directed Order Functionality Comments Due: September 24, 2024 See Also - Exhibit 5 |