National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99196 | Dec 18, 2023 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments |
| 34-99195 | Dec 18, 2023 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024. Rebuttal comments should be submitted by January 26, 2024. View Received Comments |
| 34-99200 | Dec 18, 2023 | SR-NASDAQ-2023-035 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) |
| 34-99198 | Dec 18, 2023 | SR-NYSEARCA-2023-63 | NYSE Arca (NYSEARCA) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) View Received Comments |
| 34-99197 | Dec 18, 2023 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments |
| 34-99192 | Dec 15, 2023 | SR-BOX-2023-20 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equ View Received Comments See Also - Exhibit 5 Submit a Comment on SR-BOX-2023-20
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| 34-99191 | Dec 15, 2023 | SR-BOX-2023-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7150-1 and Rule 7250 (Quote Mitigation) Comments Due: January 11, 2024 See Also - Exhibit 5 |
| 34-99190 | Dec 15, 2023 | SR-GEMX-2023-19 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: January 11, 2024 See Also - Exhibit 5 |
| 34-99187 | Dec 15, 2023 | SR- NASDAQ-2023-054 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: January 11, 2024 See Also - Exhibit 5 |
| 34-99189 | Dec 15, 2023 | SR-MRX-2023-25 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: January 11, 2024 See Also - Exhibit 5 |