National Securities Exchanges - Current
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99252 | Dec 28, 2023 | SR-MEMX-2023-37 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules to Accommodate the Listing of Options Series that Would Expire at the Close of Business on the Last Business Day of a Calendar Month (“Monthly Options Ser Comments Due: January 25, 2024 See Also - Exhibit 5 Submit a Comment on SR-MEMX-2023-37
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| 34-99247 | Dec 27, 2023 | SR-CboeBZX-2023-063 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange View Received Comments |
| 34-99238 | Dec 26, 2023 | SR-NYSE-2023-34 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Comments Due: January 23, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99232 | Dec 22, 2023 | SR-EMERALD-2023-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517, Quote Types Defined Comments Due: January 18, 2024 See Also - Exhibit 5 |
| 34-99231 | Dec 22, 2023 | SR-NYSEAMER-2023-66 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: January 18, 2024 See Also - Exhibit 5 |
| 34-99227 | Dec 21, 2023 | SR-CboeEDGX-2023-081 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 18, 2024 See Also - Exhibit 5 |
| 34-99224 | Dec 21, 2023 | SR-CboeBZX-2023-102 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce a New Data Product to be Known as the Short Interest Report Comments Due: January 18, 2024 |
| 34-99223 | Dec 21, 2023 | SR-CboeEDGA-2023-022 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 18, 2024 See Also - Exhibit 5 |
| 34-99222 | Dec 21, 2023 | SR-CBOE-2023-018 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Comments Due: January 18, 2024 |
| 34-99220 | Dec 21, 2023 | SR-C2-2023-025 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 18, 2024 See Also - Exhibit 5 |