National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-99428 | Jan 25, 2024 | SR-NYSEARCA-2023-70 | NYSE Arca (NYSEARCA) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments |
34-99409 | Jan 22, 2024 | SR-NYSEARCA-2024-05 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: February 16, 2024 View Received Comments |
34-99405 | Jan 22, 2024 | SR-NYSEARCA-2024-04 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges, also NYSE Arca Rules 7.31-E, 7.34-E, 7.36-E, 7.37-E and 7.38-E Comments Due: February 16, 2024 Submit a Comment on SR-NYSEARCA-2024-04
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34-99398 | Jan 19, 2024 | SR-NYSEARCA-2024-06 | NYSE Arca (NYSEARCA) | Notice of Filing of a Proposed Rule Change to Amend Rule 5.3-O to Permit the Listing and Trading of Options on Commodity-Based Trust Shares Comments Due: February 15, 2024 View Received Comments See Also - Exhibit 5 |
34-99357 | Jan 17, 2024 | SR-NYSEARCA-2024-02 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing th Comments Due: March 5, 2024. Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
34-99353 | Jan 17, 2024 | SR-NYSEARCA-2024-08 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Relating to the Grayscale Bitcoin Trust Comments Due: February 13, 2024 |
34-99334 | Jan 11, 2024 | SR-NYSEARCA-2023-88 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its NYSE Arca Options Fees and Charges Comments Due: February 8, 2024 See Also - Exhibit 5 |
34-99332 | Jan 11, 2024 | SR- NYSEARCA-2023-87 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its NYSE Arca Equities Fees and Charges Comments Due: February 8, 2024 See Also - Exhibit 5 |
34-99327 | Jan 11, 2024 | SR-NYSEARCA-2024-03 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges Comments Due: February 8, 2024 See Also - Exhibit 5 |
34-99306 | Jan 10, 2024 | SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units View Received Comments |