National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-99428 Jan 25, 2024 SR-NYSEARCA-2023-70 NYSE Arca (NYSEARCA) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
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34-99409 Jan 22, 2024 SR-NYSEARCA-2024-05 NYSE Arca (NYSEARCA) Notice of Filing of Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments Due: February 16, 2024
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34-99405 Jan 22, 2024 SR-NYSEARCA-2024-04 NYSE Arca (NYSEARCA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges, also NYSE Arca Rules 7.31-E, 7.34-E, 7.36-E, 7.37-E and 7.38-E
Comments Due: February 16, 2024
34-99398 Jan 19, 2024 SR-NYSEARCA-2024-06 NYSE Arca (NYSEARCA) Notice of Filing of a Proposed Rule Change to Amend Rule 5.3-O to Permit the Listing and Trading of Options on Commodity-Based Trust Shares
Comments Due: February 15, 2024
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See Also - Exhibit 5
34-99357 Jan 17, 2024 SR-NYSEARCA-2024-02 NYSE Arca (NYSEARCA) Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing th
Comments Due: March 5, 2024.
Rebuttal comments: March 19, 2024
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See Also - Exhibit 5
34-99353 Jan 17, 2024 SR-NYSEARCA-2024-08 NYSE Arca (NYSEARCA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Relating to the Grayscale Bitcoin Trust
Comments Due: February 13, 2024
34-99334 Jan 11, 2024 SR-NYSEARCA-2023-88 NYSE Arca (NYSEARCA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its NYSE Arca Options Fees and Charges
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99332 Jan 11, 2024 SR- NYSEARCA-2023-87 NYSE Arca (NYSEARCA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its NYSE Arca Equities Fees and Charges
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99327 Jan 11, 2024 SR-NYSEARCA-2024-03 NYSE Arca (NYSEARCA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99306 Jan 10, 2024 SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
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