National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100735 | Aug 15, 2024 | SR-CboeBZX-2024-075 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: September 11, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-075
|
| 34-100716 | Aug 13, 2024 | SR-CboeBZX-2024-072 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee Comments Due: September 9, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100695 | Aug 12, 2024 | SR-CboeBZX-2024-073 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Concerning the Sales Value Fee Comments Due: September 6, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100689 | Aug 9, 2024 | SR-CboeBZX-2024-007 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs |
| 34-100669 | Aug 7, 2024 | SR-CboeBZX-2024-074 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: September 3, 2024 See Also - Exhibit 5 |
| 34-100659 | Aug 5, 2024 | SR-CboeBZX-2024-051 | Cboe BZX Exchange, Inc. (CboeBZX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: by August 30, 2024. Rebuttal comments should be submitted by</span> September 13, 2024. View Received Comments |
| 34-100653 | Aug 5, 2024 | SR-CboeBZX-2024-052 | Cboe BZX Exchange, Inc. (CboeBZX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: by August 30, 2024. Rebuttal comments should be submitted by September 13, 2024. View Received Comments |
| 34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |
| 34-100610 | Jul 26, 2024 | SR-NYSEARCA-2024-45, SR-CboeBZX-2023-101 | NYSE Arca (NYSEARCA), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Bitcoin Mini Trust and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade View Received Comments |
| 34-100587 | Jul 25, 2024 | SR-CboeBZX-2024-068 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: August 24, 2024 See Also - Exhibit 5 |