National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99185 | Dec 14, 2023 | SR-CboeEDGX-2023-072 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports Comments Due: January 10, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeEDGX-2023-072
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| 34-99162 | Dec 13, 2023 | SR-CboeBZX-2023-105 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 14.11(e)(4)(C)(i) (Commodity-Based Trust Shares) Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99161 | Dec 13, 2023 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program View Received Comments |
| 34-99160 | Dec 13, 2023 | SR-MIAX-2023-49 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99164 | Dec 13, 2023 | SR-NYSEARCA-2023-84 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Changes to Certain Representations Relating to the Hashdex Bitcoin Futures Fund Comments Due: January 9, 2024 |
| 34-99152 | Dec 13, 2023 | SR-PEARL-2023-68 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 530, Limit Up-Limit Down, Rule 2612, Minimum Price Variations, Rule 2614, Orders and Order Instructions, and Rule 2705 Prohibition Against Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99165 | Dec 13, 2023 | SR-NYSE-2023-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99151 | Dec 13, 2023 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments |
| 34-99163 | Dec 13, 2023 | SR-NASDAQ-2023-055 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Commodity-Based Trust Shares in Nasdaq Rule 5711(d)(iv)(A) and to Correct a Typographical Error in Nasdaq Rule 5711(d)(iv)(B) Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99147 | Dec 12, 2023 | SR-CboeBZX-2023-099 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order to Adopt a New Tier Under Footnote 13 (Tape B Volume and Comments Due: January 8, 2024 See Also - Exhibit 5 |