National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101020 | Sep 13, 2024 | SR-CboeBZX-2024-083 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: October 10, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-083
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| 34-101015 | Sep 12, 2024 | SR-CboeBZX-2024-080 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 9, 2024 See Also - Exhibit 5 |
| 34-101011 | Sep 12, 2024 | SR-CboeBZX-2024-079 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 9, 2024 See Also - Exhibit 5 |
| 34-100940 | Sep 5, 2024 | SR-CboeBZX-2024-078 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: October 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100926 | Sep 4, 2024 | SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005 | Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-100867 | Aug 28, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of S View Received Comments |
| 34-100832 | Aug 27, 2024 | SR-CboeBZX-2024-076 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: September 24, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100814 | Aug 23, 2024 | SR-CboeBZX-2024-032 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Amend Rule 11.28(a) to Add Three Additional Market-on-Close Cut-Off Times to Cboe Market Close Comments Due: September 19, 2024 View Received Comments |
| 34-100799 | Aug 21, 2024 | SR-CboeBZX-2024-077 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports Comments Due: September 17, 2024 See Also - Exhibit 5 |
| 34-100735 | Aug 15, 2024 | SR-CboeBZX-2024-075 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: September 11, 2024 See Also - Exhibit 5 |